Read The Ultimate Guide to the Advisers Act: A Practitioner's Guide (Practical Guide Series) (Volume 1) by Bettina Eckerle Online
[Bettina Eckerle] ¹ The Ultimate Guide to the Advisers Act: A Practitioner's Guide (Practical Guide Series) (Volume 1) ☆ Download Online eBook or Kindle ePUB. The Ultimate Guide to the Advisers Act: A Practitioner's Guide (Practical Guide Series) (Volume 1) It is written to make compliance accessible, easy to read, concise and pragmatic, with many charts and graphs for ease of use.. It tells you what to think about when starting out, as well as what to watch out for as a seasoned practitioner. With many illustrations and practical how-to tips, it is user-friendly and hits the key requirements for an effective compliance program under the Act. The Ultimate guide to the Advisers Act is finally a reference book that answers the questions many people i
| Title | : | The Ultimate Guide to the Advisers Act: A Practitioner's Guide (Practical Guide Series) (Volume 1) |
| Author | : | |
| Rating | : | 4.67 (502 Votes) |
| Asin | : | 0986271705 |
| Format Type | : | paperback |
| Number of Pages | : | 280 Pages |
| Publish Date | : | 2014-12-01 |
| Language | : | English |
She is a frequent speaker on legal and compliance topics. She launched her own practice to make high-quality legal advice accessible and create value through strategic legal planning. Bettina Eckerle is the founder of Eckerle Law, a law firm assisting companies with their legal and compliance needs. . Her experience as a corporate lawyer spans more than two decades, starting out with Wall Street firm Debevoise & Plimpton and Wachtell, Lipton, Rosen
"Not Very Useful" according to FundLawyer. All of the previous reviews must be friends of the author, as this book is very basic in scope, analysis and applicability. The scope is so narrow that it could have been handled with a simple memo posted on a blog or website. The analysis of this book is so rudimentary as to be of . Very helpful book for RIAs Finally - a book written for financial advisors, not for lawyers in legalese. It is easy to understand and has all the need-to-know information in one place, practical tips are very useful, really helpful in our day-to-day compliance.. P. Slattery said You need this guide. (You know that you do). Intelligent, succinct and well written from a practical perspective.
It is written to make compliance accessible, easy to read, concise and pragmatic, with many charts and graphs for ease of use.. It tells you what to think about when starting out, as well as what to watch out for as a seasoned practitioner. With many illustrations and practical how-to tips, it is user-friendly and hits the key requirements for an effective compliance program under the Act. The Ultimate guide to the Advisers Act is finally a reference book that answers the questions many people involved in compliance at investment advisory firms, hedge funds, family offices, venture capital firms and private equity firms face in their day-to-day compliance routine. It is written for executives, as well as staff
. She launched her own practice to make high-quality legal advice accessible and create value through strategic legal planning. She is a frequent speaker on legal and compliance topics. About the Author Bettina Eckerle is the founder of Eckerle Law, a law firm assisting companies with their legal and compliance needs. Her experience as a corporate lawyer spans more than two decades, starting out with Wall Street firm Debevoise & Plimpton and Wachtell, Lipton, Rosen & Katz, then as the General Counsel of an industry leader in the investment advisory
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