Read Securities Regulations (Law School Legends Audio Series) by Therese Maynard Online
# Securities Regulations (Law School Legends Audio Series) ↠ PDF Read by ! Therese Maynard eBook or Kindle ePUB Online free. Securities Regulations (Law School Legends Audio Series) Useful, but format isn't perfect. I commuted Useful, but format isn't perfect. TheLonelyArtistClub I commuted 40-50 minutes each way to law school, so I had plenty of time in the car to listen to audio recordings. The content in this cd was very useful, but each of the cds only consists of one track. This becomes annoying because if you eject the cd to listen to something else, an. 0-50 minutes each way to law school, so I had plenty of time in the car to listen to audio recordings. The content
| Title | : | Securities Regulations (Law School Legends Audio Series) |
| Author | : | |
| Rating | : | 4.26 (503 Votes) |
| Asin | : | 0314161147 |
| Format Type | : | paperback |
| Number of Pages | : | 1 Pages |
| Publish Date | : | 2013-01-24 |
| Language | : | English |
The Law School Legends Securities Regulation audio lecture on CD includes information on Modern Financial Markets, Securities Markets, Federal Securities Laws, Role of the SEC, Forces of Change at Work in Today’s Securities Markets, Definition of “Security” – Scope of Statutory Definition of Security, The Howey Test, Role of the “Context Clause”, Sale of Business Doctrine, Promissory Notes, Public Offerings and the Registration Process under §5 of the 1933 Act – The Modern Underwriting Process, Overview of the Regulating Framework of §5 of the 1933 Act, Jurisdictional Underpinnings of the 1933 Act, Pre-filing Period, Waiting Period, Post-effective Period, Preparing the Registration Statement and the SEC’s System of Integrated Disclosure, Shelf Registration Procedures, SEC’s New Public Offering Reform Rules – Introduction, Reforms that Apply to All Issuers, Reforms that Apply to Communications Made in the IPO Context, Changes to Prospectus Delivery Obligations, Changes to Scope of Civil Liability Under the 1933 Act, Reforms that Apply to Public Offerings by Well-known Seasoned Issuers, Reforms that Apply to Public Companies Other than WKSIs, Off-shore Public Offerings; SEC’s Disclosure Policy and Theories of Materiality – Line Item Disclosure and the Concept of Materiality; Issuer’s Exemptions from §5 Registration Obligation – Distinguish two types of exemptions set forth in the 1933 Act, Section 3(a)(11), Section 4(2), Scope of Regulation D, Rule 506 Safe Harbor for Private Placements, The Limited Offering Exemptions, The Other §3(b) Exemptions, §4(6); Resales of Securities by Non-Issuers – General Background, Selling for an Issuer in Connection with a Distribution, Purchasing Securities from an Issuer With a View to Distribution, Scope of Protection Offered by Rule 144; Express Civil Liability Provisions of the 1933 Act – Introduction, Fraud Remedy, Rescission Remedy.
Useful, but format isn't perfect. I commuted Useful, but format isn't perfect. TheLonelyArtistClub I commuted 40-50 minutes each way to law school, so I had plenty of time in the car to listen to audio recordings. The content in this cd was very useful, but each of the cds only consists of one track. This becomes annoying because if you eject the cd to listen to something else, an. 0-50 minutes each way to law school, so I had plenty of time in the car to listen to audio recordings. The content in this cd was very useful, but each of the cds only consists of one track. This becomes annoying because if you eject the cd to listen to something else, an. Best secreg supplement! Popeye Got an A after listening to this CD.. Four Stars Great
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