Read NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice by Thomas J. Hine, John K. Brubaker Online
[Thomas J. Hine, John K. Brubaker] ☆ NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice ✓ Read Online eBook or Kindle ePUB. NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice "Must have for Financial Planners" according to R. Keighron. John Brubaker is an insightful, thoughtful author. If you are a FP, this is a MUST HAVE!. "NASD Arbitration Solution" according to Kathryn Woodiwiss. NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice. This book was very informative. It was very well written and I would recommend it to any finacial services employee.]
| Title | : | NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice |
| Author | : | |
| Rating | : | 4.18 (871 Votes) |
| Asin | : | 0470126329 |
| Format Type | : | paperback |
| Number of Pages | : | 336 Pages |
| Publish Date | : | 2013-08-11 |
| Language | : | English |
The right brain guide to NASD compliance for Registered RepresentativesThis book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.
He was recently nominated "Broker of the Year" by Boomer magazine. Hine, CFP, CFS, MBA, is the Managing Member of Capital Wealth Management, LLC and has more than seventeen years of experience in the financial services industry. In 2003, he became a "Million Dollar Producer," which means that his practice generates gross revenue in excess of more than one million dollars. Hine speaks regularly to major companies and groups on the issue of compliance. Jo
From the Inside FlapThe threat of an investor complaint hangs over the head of every Registered Representative every day in the business. Despite the fact that NASD arbitration can become a career-defining, or even career-ending event, many Registered Representatives are unaware of exposures they may have in their current practice and how this system actually works. That's why Thomas Hine, with the help of John Brubaker, decided to write NASD Arbitration Solution.While those who've faced NASD arbitration usually avoid discussing their experiences because of the taboo nature of the subject, financial professional and 4th degree black belt Thomas Hine has not. To navigate this tough terrain, discover an approach based on the universal principles of humility, integrity, duality, awareness, and dedication—and use it to strengthen your practice and, if nece
"Must have for Financial Planners" according to R. Keighron. John Brubaker is an insightful, thoughtful author. If you are a FP, this is a MUST HAVE!. "NASD Arbitration Solution" according to Kathryn Woodiwiss. NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice. This book was very informative. It was very well written and I would recommend it to any finacial services employee.
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