Read The Core: Practical Advisers Act Compliance for the Private Fund Adviser (Volume 1) by Mederic A Daigneault Online
* Read ! The Core: Practical Advisers Act Compliance for the Private Fund Adviser (Volume 1) by Mederic A Daigneault ✓ eBook or Kindle ePUB. The Core: Practical Advisers Act Compliance for the Private Fund Adviser (Volume 1) A compliance guide which is a great pick-me-up and must read for anyone in the Private Fund space Chaya Rao, Chief Compliance Officer The title of the book says it all! Mederic has nicely captured the essence of the Advisers Act and the "core" compliance requirements with its associated risks faced by private fund advisers. The book is for all times and relevant for those fresh and entering the compliance profession as well as those already immersed in it. For the novice, it is a great ready rec
| Title | : | The Core: Practical Advisers Act Compliance for the Private Fund Adviser (Volume 1) |
| Author | : | |
| Rating | : | 4.71 (903 Votes) |
| Asin | : | 1507753934 |
| Format Type | : | paperback |
| Number of Pages | : | 200 Pages |
| Publish Date | : | 2016-08-03 |
| Language | : | English |
He works closely with compliance officers to identify their firms’ regulatory obligations, conflicts of interest, and other risks in the development and implementation of comprehensive compliance programs.He graduated Phi Beta Kappa from Wesleyan University and earned his law degree at Boston College Law School. About the AuthorMederic (“Med”) Daigneault is the senior director of private fund services at National Regulatory Services (NRS). He has contributed to and has been sought for comment by leading industry publications regard
Most of these were never intended to apply to, and are often ill-fitted to, address the practices of private fund advisers. It’s no secret that investment advisers to hedge funds, private equity, and other private funds have been subjected to intense regulatory scrutiny of late. In plain English, The Core helps advisers to recognize regulatory risks and prepare controls to meet expectations, protect investors, and pass an SEC examination.. Enter the market crisis of 2008.In the fallout, Dodd-Frank amended the Act, ushering in a new world of government oversight for private fund advisers—a world fraught with pitfalls! Among other things, fund advisers are expected to adopt compliance programs to meet the requirements of innumerable provisions of law, regulations, interpretations, and no-action letters. Yet, until recently, most were not required to register under the Investment Advisers Act and were not subject to any of its rules. Whether a seas
A compliance guide which is a great pick-me-up and must read for anyone in the Private Fund space Chaya Rao, Chief Compliance Officer The title of the book says it all! Mederic has nicely captured the essence of the Advisers Act and the "core" compliance requirements with its associated risks faced by private fund advisers. The book is for all times and relevant for those fresh and entering the compliance profession as well as those already immersed in it. For the novice, it is a great ready reckoner as it gives an over. An easy to read guide with an emphasis on practical solutions A practical guide to compliance issues that every private fund manager should have not on their shelf but on their desk for daily reference. Theories presented in an easy-to-understand form go well beyond what should be done and focus on how to accomplish many of the challenging compliance tasks facing the modern private fund manager.
He practiced law as a corporate and securities lawyer before joining NRS in 2004.Daigneault has assisted hundreds of investment advisers, including scores of private fund managers, in fulfilling their regulatory obligations. Mederic (“Med”) Daigneault is the senior director of private fund services at National Regulatory Services (NRS). He is a frequent
Download The Core: Practical Advisers Act Compliance for the Private Fund Adviser (Volume 1)
Download as PDF : Click Here
Download as DOC : Click Here
Download as RTF : Click Here